Tha, Gyaw Min 高明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2015-07-10 | 2016-05-12 | Rep | Asset management | 2015-07-10 | 2016-05-12 | Rep | Dealing in securities | 2015-07-10 | 2016-05-12 |
| 2 | BNY Mellon Managed Investments Limited | Rep | Advising on securities | 2015-03-05 | 2015-06-30 | Rep | Asset management | 2015-03-05 | 2015-06-30 | Rep | Dealing in securities | 2015-03-05 | 2015-06-30 |
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