Lee, Min Serk
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2015-03-05 | 2017-02-28 | Rep | Dealing in securities | 2015-12-22 | 2017-02-28 |
| 2 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | Advising on securities | 2020-05-06 | Rep | Dealing in securities | 2020-05-06 |
| 3 | Mirae Asset Securities (HK) Limited | Rep | Asset management | 2017-03-01 | 2020-03-18 | Rep | Dealing in securities | 2017-03-01 | 2020-03-18 |
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