Dowling, Charles Richardson
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FLOW TRADERS HONG KONG LIMITED | Rep | Dealing in futures contracts | 2019-11-11 | 2021-02-25 | Rep | Dealing in securities | 2019-11-11 | 2021-02-25 | RO | Dealing in futures contracts | 2021-02-25 | 2023-11-08 | RO | Dealing in securities | 2021-02-25 | 2023-11-08 |
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