Lu, Jiayi (SFC:BEZ119) 陸嘉憶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2016-07-25 | 2017-09-01 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-07-25 | 2017-09-01 |
| 3 | Core Capital Securities Limited | Rep | Dealing in securities | 2017-12-04 | 2021-01-30 |
| 4 | JT CAPITAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-10-25 | 2021-01-30 |
| 5 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2015-03-06 | 2016-06-09 |
| 6 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2016-04-07 | 2016-06-09 |
| 7 | SPDB International Capital Limited | Rep | Dealing in securities | 2021-03-05 | |
| 8 | SPDB International Securities Limited | Rep | Dealing in securities | 2021-03-05 |
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