Lee, Katryna Anne (SFC:BFA316)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-03-06 | 2015-03-13 | Rep | Dealing in securities | 2015-11-16 | 2015-11-23 | Rep | Dealing in securities | 2016-03-18 | 2016-03-26 | Rep | Dealing in securities | 2016-10-24 | 2016-10-29 | Rep | Dealing in securities | 2017-03-13 | 2017-03-17 | Rep | Dealing in securities | 2017-10-26 | 2017-11-04 | Rep | Dealing in securities | 2018-10-29 | 2018-11-02 | Rep | Dealing in securities | 2019-03-15 | 2019-03-20 | Rep | Dealing in securities | 2019-07-15 | 2019-07-19 | Rep | Dealing in securities | 2019-10-24 | 2019-10-31 |
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