Lok, Tung 樂桐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Fidelity Capital (International) Limited | Rep | Advising on securities | 2023-05-31 | Rep | Asset management | 2023-05-31 | Rep | Dealing in securities | 2023-05-31 |
| 2 | Sprout Asset Management (Asia) Limited | Rep | Advising on securities | 2019-11-13 | 2021-04-15 | Rep | Asset management | 2019-11-13 | 2021-04-15 | Rep | Dealing in securities | 2019-11-13 | 2021-04-15 |
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