Yip, Lu Si 葉麓凘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2017-11-30 | 2019-09-12 |
| 2 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2022-03-16 | |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2022-03-16 | |
| 4 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-03-16 | Rep | Dealing in securities | 2022-03-16 |
| 5 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-01-15 | 2019-09-12 |
| 6 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2019-03-06 | 2019-09-12 |
| 7 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-03-10 | 2017-07-08 |
| 8 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-03-10 | 2017-07-08 |
| 9 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-07-25 | 2019-09-12 | Rep | Leveraged foreign exchange trading | 2019-03-06 | 2019-09-12 |
| 10 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-07-25 | 2019-09-12 | Rep | Asset management | 2017-08-18 | 2019-09-12 |
| 11 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-11-30 | 2019-09-12 | Rep | Advising on securities | 2019-08-12 | 2019-09-12 |
| 12 | Fosun International Securities Limited | Rep | Asset management | 2019-09-26 | 2022-02-12 | Rep | Dealing in securities | 2019-09-26 | 2022-02-12 |
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