Au, Chun Hong Jos 區俊康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADVENT CORPORATE FINANCE LIMITED (GBEN) | Rep | Advising on corporate finance | 2018-12-28 | 2021-03-07 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-03-11 | 2018-07-01 |
| 3 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2018-08-07 | 2018-12-10 | Rep | Advising on corporate finance | 2021-08-19 | 2023-04-18 | RO | Advising on corporate finance | 2023-04-18 |
| 4 | Ping An Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2021-09-10 | |
| 5 | Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2018-08-16 | 2018-12-10 |
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