Proudlock, Timothy Laurence 彭樂添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capstone Financial (HK) Limited | RO | Advising on securities | 2021-08-03 | RO | Asset management | 2021-08-03 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-03-12 | 2016-01-18 |
| 3 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2016-02-11 | 2017-07-20 | Rep | Dealing in securities | 2016-02-11 | 2017-07-20 | Rep | Asset management | 2016-09-15 | 2017-07-20 | RO | Advising on securities | 2017-07-20 | RO | Asset management | 2017-07-20 | RO | Dealing in securities | 2017-07-20 |
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