Huang, Xiaoyi (SFC:BFA540) 黃瀟逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Caitong International Asset Management Co., Limited | Rep | Asset management | 2015-03-13 | 2017-01-01 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-01-20 | 2018-06-20 | Rep | Advising on futures contracts | 2018-01-18 | 2018-06-20 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2017-01-20 | 2018-06-20 | Rep | Dealing in securities | 2017-01-20 | 2018-06-20 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-07-11 | 2021-02-27 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-07-11 | 2021-02-27 |
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