Lu, Yun 魯韵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2018-08-16 | 2020-09-11 | Rep | Advising on securities | 2018-08-16 | 2020-09-11 | Rep | Dealing in securities | 2018-08-16 | 2020-09-11 | Rep | Advising on corporate finance | 2020-12-15 | Rep | Advising on securities | 2020-12-15 | Rep | Dealing in securities | 2020-12-15 |
| 2 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2015-03-13 | 2018-06-05 |
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