Zhang, Miao (SFC:BOX399) 張淼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI Global Assets Management Limited (HK) | Rep | Asset management | 2019-11-19 | 2020-11-02 | RO | Asset management | 2020-11-02 | 2021-08-31 |
| 2 | CNI Securities Group Limited | Rep | Advising on securities | 2021-01-11 | 2021-06-09 | Rep | Dealing in securities | 2021-01-11 | 2021-06-09 | RO | Dealing in futures contracts | 2021-03-31 | 2021-08-31 | RO | Advising on securities | 2021-06-09 | 2021-08-31 | RO | Dealing in securities | 2021-06-09 | 2021-08-31 |
| 3 | Huarong International Asset Management Limited | Rep | Asset management | 2021-10-04 | 2021-11-04 | RO | Asset management | 2021-11-04 |
| 4 | Huarong International Securities Limited | Rep | Advising on securities | 2021-10-04 | 2021-11-04 | Rep | Dealing in securities | 2021-10-04 | 2021-11-04 | RO | Advising on securities | 2021-11-04 | RO | Dealing in securities | 2021-11-04 |
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