Ye, Zhi (SFC:BFB220) 葉之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2015-03-16 | 2017-09-29 | Rep | Advising on securities | 2015-03-16 | 2017-09-29 | Rep | Dealing in securities | 2015-03-16 | 2017-09-29 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2017-11-15 | 2018-07-19 | Rep | Dealing in securities | 2017-11-15 | 2018-07-19 |
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