Tse, Siu Wai (SFC:BFC539) 謝肇慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2017-03-03 | 2019-07-05 | Rep | Dealing in securities | 2017-03-03 | 2019-07-05 |
| 2 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-03-17 | 2015-07-01 |
| 3 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-07-27 | 2017-02-25 | Rep | Dealing in securities | 2015-09-14 | 2017-02-25 |
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