Wan, Derek Yiu Chung 温耀聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2023-09-19 | Rep | Dealing in securities | 2023-09-19 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2022-11-10 | 2023-06-23 |
| 3 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2019-11-25 | 2020-08-27 |
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