Wan, Li (SFC:BOZ747) 万勵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Asset Management (HK) Limited | Rep | Advising on securities | 2019-11-26 | 2020-02-06 | Rep | Asset management | 2019-11-26 | 2020-02-06 | RO | Advising on securities | 2020-02-06 | RO | Asset management | 2020-02-06 |
| 2 | Changjiang Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2019-11-26 | 2020-02-06 | RO | Advising on corporate finance | 2020-02-06 |
| 3 | Changjiang Futures (HK) Limited | Rep | Advising on futures contracts | 2019-11-26 | 2020-02-06 | Rep | Dealing in futures contracts | 2019-11-26 | 2020-02-06 | RO | Advising on futures contracts | 2020-02-06 | RO | Dealing in futures contracts | 2020-02-06 |
| 4 | Changjiang Securities Brokerage (HK) Limited | Rep | Advising on futures contracts | 2019-11-26 | 2020-02-06 | Rep | Advising on securities | 2019-11-26 | 2020-02-06 | Rep | Dealing in futures contracts | 2019-11-26 | 2020-02-06 | Rep | Dealing in securities | 2019-11-26 | 2020-02-06 | RO | Advising on futures contracts | 2020-02-06 | RO | Advising on securities | 2020-02-06 | RO | Dealing in futures contracts | 2020-02-06 | RO | Dealing in securities | 2020-02-06 |
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