Lam, Tik On 林迪安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China-Hong Kong Link Securities Company Limited | Rep | Dealing in securities | 2020-04-29 | 2020-05-20 | RO | Dealing in securities | 2020-05-20 | 2021-11-21 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2016-02-19 | 2019-12-18 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-03-23 | 2019-12-18 |
| 4 | SORRENTO SECURITIES LIMITED | Rep | Dealing in securities | 2021-11-25 | 2022-01-20 | RO | Dealing in securities | 2022-01-20 | RO | Advising on securities | 2022-06-17 |
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