Xie, Zhiming 謝志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2015-03-25 | 2020-07-22 | Rep | Asset management | 2015-03-25 | 2020-07-22 |
| 2 | Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2020-07-30 | 2021-02-10 | Rep | Asset management | 2020-07-30 | 2021-02-10 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-03-29 | 2022-11-30 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-03-29 | 2022-11-30 |
| 5 | HCEP Management Limited | Rep | Asset management | 2023-01-03 |
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