Tian, Qi (SFC:BFD608) 田崎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-02-04 | 2019-07-31 |
| 2 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2015-03-25 | 2016-01-28 |
| 3 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-08-08 | 2021-11-30 | Rep | Asset management | 2019-08-08 | 2021-11-30 |
| 4 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-08-08 | 2021-11-30 |
| 5 | ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | Rep | Advising on securities | 2021-12-09 | Rep | Dealing in securities | 2021-12-09 | Rep | Dealing in futures contracts | 2021-12-16 | Rep | Asset management | 2023-05-25 |
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