Chan, Kin Ying 陳建瑛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2022-05-23 | 2024-06-14 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2021-11-17 | 2024-06-14 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2021-11-17 | 2024-06-14 |
| 4 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-11-17 | 2024-06-14 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-03-27 | 2020-10-10 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-03-27 | 2020-10-10 | Rep | Advising on securities | 2015-09-07 | 2020-10-10 |
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