Xu, Wen (SFC:BPF516) 徐雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-05-07 | 2023-11-03 | Rep | Dealing in futures contracts | 2020-05-19 | 2023-11-03 | Rep | Advising on securities | 2022-01-19 | 2023-11-03 |
| 2 | PUREHEART CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2019-12-09 | 2020-04-20 |
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