Cheng, Ka Lam 鄭嘉琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULLGOAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2015-03-31 | 2018-05-31 |
| 2 | Hong Kong Broad Capital Limited | Rep | Advising on securities | 2022-05-05 | 2022-05-30 | Rep | Asset management | 2022-05-05 | 2022-05-30 | RO | Advising on securities | 2022-05-30 | RO | Asset management | 2022-05-30 |
| 3 | Quam Asset Management Limited (b1983-06-28) | Rep | Asset management | 2018-10-08 | 2022-02-28 | Rep | Advising on securities | 2018-10-18 | 2022-02-28 |
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