Wong, Chim 王潛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2024-03-21 | Rep | Dealing in futures contracts | 2024-03-21 | Rep | Dealing in securities | 2024-03-21 |
| 2 | CloudAlpha Capital Management Limited | Rep | Asset management | 2022-03-01 | 2022-04-19 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-08-01 | 2022-01-12 |
| 4 | GMO-Z.com Forex HK Limited | Rep | Leveraged foreign exchange trading | 2015-03-31 | 2016-12-29 |
| 5 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2022-06-23 | 2024-03-16 |
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