Lu, Ye (SFC:BFE455) 陸曄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-05-22 | Rep | Dealing in securities | 2017-11-03 | 2019-09-12 |
| 2 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on corporate finance | 2016-06-08 | 2017-05-10 | Rep | Dealing in securities | 2016-06-08 | 2017-05-10 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2015-04-01 | 2016-05-18 | Rep | Dealing in securities | 2015-04-01 | 2016-05-18 |
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