Kwok, Steve Tang Hon 郭騰瀚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARTE Capital Management Limited | RO | Advising on securities | 2021-02-10 | 2023-01-25 | RO | Asset management | 2021-02-10 | 2023-01-25 |
| 2 | AVANTA INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2005-05-23 | RO | Asset management | 2005-05-23 | Rep | Advising on securities | 2019-12-24 | 2020-01-06 | Rep | Asset management | 2019-12-24 | 2020-01-06 | RO | Advising on securities | 2020-01-06 | 2020-11-08 | RO | Asset management | 2020-01-06 | 2020-11-08 |
| 3 | Seazen Resources Asset Management Limited | RO | Advising on securities | 2017-06-12 | 2019-09-28 | RO | Asset management | 2017-06-12 | 2019-09-28 | Rep | Dealing in securities | 2017-09-18 | 2018-02-14 | RO | Dealing in securities | 2018-02-14 | 2019-09-28 |
| 4 | TIS SECURITIES (HK) LIMITED | RO | Advising on securities | 2003-04-25 | 2005-05-23 |
| 5 | TVC MANAGEMENT LIMITED | RO | Advising on securities | 2005-06-13 | 2017-05-31 | RO | Asset management | 2005-06-13 | 2017-05-31 | Rep | Advising on securities | 2023-02-27 | 2023-03-30 | Rep | Asset management | 2023-02-27 | 2023-03-30 | RO | Advising on securities | 2023-03-30 | RO | Asset management | 2023-03-30 |
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