Yamakawa, Asako 山川亜沙子
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2015-04-08 | 2015-04-10 | Rep | Dealing in securities | 2015-08-24 | 2015-08-29 | Rep | Dealing in securities | 2015-11-06 | 2015-11-12 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2018-08-09 | 2023-06-16 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2024-12-09 | Rep | Dealing in securities | 2024-12-09 |
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