Tseng, Chao-Lien 曾昭連
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2018-08-15 | 2023-09-18 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2015-04-08 | 2018-05-04 | Rep | Dealing in securities | 2015-04-08 | 2018-05-04 |
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