Ng, Yuen Ki (SFC:BFB096) 吳琬琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LSQ CAPITAL LIMITED | Rep | Advising on securities | 2023-08-04 | 2023-10-10 | Rep | Asset management | 2023-08-04 | 2023-10-10 | RO | Advising on securities | 2023-10-10 | RO | Asset management | 2023-10-10 |
| 2 | PRIME WAY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-10-05 | 2019-03-11 | RO | Asset management | 2019-03-11 | 2020-02-27 |
| 3 | Pulun International Asset Management Limited | Rep | Asset management | 2020-09-17 | 2021-03-30 | RO | Asset management | 2021-03-30 | 2023-06-18 |
| 4 | Pulun International Securities Limited | Rep | Advising on securities | 2020-09-17 | 2023-06-18 | Rep | Dealing in securities | 2020-09-17 | 2023-06-18 |
| 5 | Sprout Asset Management (Asia) Limited | Rep | Advising on securities | 2015-04-08 | 2016-08-29 | Rep | Asset management | 2015-04-08 | 2016-08-29 | Rep | Dealing in securities | 2015-04-08 | 2016-08-29 |
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