Kwok, Sarah King Wai 郭瓊蔚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2019-12-20 | 2021-08-02 |
| 2 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2019-12-20 | 2021-08-02 |
| 3 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2020-05-27 | 2021-08-02 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-09-10 | |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2021-09-10 | |
| 6 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2021-09-10 | |
| 7 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-09-10 | |
| 8 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2021-09-10 | |
| 9 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-09-10 |
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