Du, Xuan (SFC:BPF001) 杜絢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSOP Asset Management Limited | Rep | Advising on securities | 2020-09-07 | |
| 2 | CSOP Asset Management Limited | Rep | Asset management | 2020-09-07 | |
| 3 | CSOP Asset Management Limited | Rep | Dealing in securities | 2020-09-07 | |
| 4 | Yunfeng Asset Management Limited | Rep | Asset management | 2019-12-20 | 2020-08-14 |
| 5 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2019-12-20 | 2020-08-14 |
| 6 | Yunfeng Financial Markets Limited | Rep | Asset management | 2019-12-20 | 2020-08-14 |
| 7 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2019-12-20 | 2020-08-14 |
| 8 | Yunfeng Securities Limited | Rep | Advising on securities | 2019-12-20 | 2020-08-14 |
| 9 | Yunfeng Securities Limited | Rep | Dealing in securities | 2019-12-20 | 2020-08-14 |
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