Chan, Chun Wai (SFC:BPF164) 陳振為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-04-16 | 2023-06-30 |
2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2019-12-23 | 2023-06-30 |
3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2023-07-20 | 2023-09-26 | Rep | Dealing in securities | 2023-07-20 | 2023-09-26 |
4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2024-04-26 | |
5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-08-21 |
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