Tan, Kai (SFC:BFC674) 譚開
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ahead Asset Management Limited | RO | Advising on securities | 2022-08-23 | 2023-01-31 | RO | Asset management | 2022-08-23 | 2023-01-31 |
| 2 | HZ CAPITAL LIMITED (HK) | RO | Advising on futures contracts | 2018-09-17 | 2020-07-31 | RO | Advising on securities | 2018-09-17 | 2020-07-31 | RO | Asset management | 2018-09-17 | 2020-07-31 |
| 3 | Otkcab Limited | Rep | Asset management | 2015-04-14 | 2017-03-17 |
| 4 | SPARC CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2021-01-19 | 2021-10-08 | RO | Asset management | 2021-01-19 | 2021-10-08 |
| 5 | ZQ ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-08-03 | RO | Asset management | 2023-08-03 |
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