Zhu, Yuan (SFC:BPG310) 朱芫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2019-12-30 | 2020-10-20 | Rep | Dealing in securities | 2019-12-30 | 2020-10-20 | RO | Advising on securities | 2020-10-20 | 2022-05-31 | RO | Dealing in securities | 2020-10-20 | 2022-05-31 | RO | Advising on securities | 2023-11-22 | RO | Dealing in securities | 2023-11-22 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2019-12-30 | 2022-05-31 | RO | Dealing in futures contracts | 2023-11-22 |
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