Foord, Tara Michelle
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-04-15 | 2015-04-26 |
| 2 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-10-20 | 2016-11-11 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2016-10-20 | 2016-11-11 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2016-10-20 | 2016-11-11 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2017-05-02 | 2017-06-23 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-05-02 | 2019-03-09 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2017-05-02 | 2019-03-09 |
| 8 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2017-05-02 | 2019-03-09 |
| 9 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2017-06-23 | 2019-03-09 |
| 10 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2019-11-11 | 2019-11-16 |
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