Lau, Louis See Him 劉思謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-01-27 | 2012-06-28 | RO | Dealing in futures contracts | 2012-06-28 | 2015-08-13 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-18 | 2012-01-17 | RO | Dealing in securities | 2012-01-17 | 2015-08-13 | RO | Advising on securities | 2012-08-13 | 2015-08-13 |
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