Tam, Mei Ki Cynthia 譚美琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anli Securities Limited | Rep | Dealing in securities | 2016-10-11 | 2016-11-18 | Rep | Advising on securities | 2016-10-28 | 2016-11-18 |
| 2 | CASH Wealth Management Limited | Rep | Advising on securities | 2017-05-12 | 2019-03-17 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-01-06 | 2019-03-17 |
| 4 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-04-29 | 2016-09-21 |
| 5 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-04-29 | 2016-09-21 |
| 6 | Glory Sun Securities Limited | Rep | Advising on securities | 2019-04-09 | 2022-08-12 | Rep | Dealing in securities | 2019-04-09 | 2022-08-12 | Rep | Dealing in futures contracts | 2019-06-20 | 2022-08-12 |
| 7 | KGI ASIA LIMITED | Rep | Advising on securities | 2022-09-15 |
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