Lee, Zhi Xing (SFC:ASU238) 李致行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Saxo Capital Markets HK Limited | Rep | Advising on securities | 2022-02-28 | 2023-10-13 |
| 2 | Saxo Capital Markets HK Limited | Rep | Asset management | 2022-09-19 | 2023-10-13 |
| 3 | Interactive Brokers Hong Kong Limited | Rep | Dealing in futures contracts | 2017-11-28 | 2021-09-22 | Saxo Capital Markets HK Limited | Rep | 2022-02-28 | 2022-10-28 | Saxo Capital Markets HK Limited | RO | 2022-10-28 | 2023-10-13 |
| 4 | Interactive Brokers Hong Kong Limited | Rep | Dealing in securities | 2017-11-28 | 2021-09-22 | Saxo Capital Markets HK Limited | Rep | 2022-02-28 | 2022-10-28 | Saxo Capital Markets HK Limited | RO | 2022-10-28 | 2023-10-13 |
| 5 | GMO-Z.com Forex HK Limited | Rep | Leveraged foreign exchange trading | 2015-04-29 | 2017-10-19 | Interactive Brokers Hong Kong Limited | Rep | 2017-11-09 | 2021-09-22 | Saxo Capital Markets HK Limited | Rep | 2022-02-28 | 2022-10-28 | Saxo Capital Markets HK Limited | RO | 2022-10-28 | 2023-10-13 | PingPong Intelligence Limited | Rep | 2023-11-20 | 2024-01-24 | PingPong Intelligence Limited | RO | 2024-01-24 |
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