Luo, Xiangzi 羅湘子
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2015-04-30 | 2018-04-26 | Rep | Dealing in securities | 2015-04-30 | 2018-04-26 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2015-04-30 | 2018-04-26 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2018-05-25 | 2023-10-06 | Rep | Dealing in securities | 2018-05-25 | 2023-10-06 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2024-02-02 | Rep | Dealing in securities | 2024-02-02 |
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