Li, Te 李特
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on securities | 2018-06-05 | 2019-05-20 | Rep | Dealing in securities | 2018-06-05 | 2019-05-20 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2017-05-08 | 2018-05-24 | Rep | Dealing in securities | 2017-05-08 | 2018-05-24 |
| 3 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2015-05-04 | 2016-10-06 | Rep | Dealing in securities | 2015-05-04 | 2016-10-06 |
| 4 | TFI Asset Management Limited | Rep | Asset management | 2021-07-12 | Rep | Advising on securities | 2022-07-08 |
| 5 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2019-08-29 | 2019-12-19 | RO | Dealing in securities | 2019-12-19 | Rep | Dealing in futures contracts | 2022-04-25 | RO | Advising on securities | 2023-04-03 |
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