Loo, Shu Sonic 陸澍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Global Markets Limited | Rep | Advising on securities | 2022-05-13 | Rep | Dealing in securities | 2022-05-13 |
| 2 | CMB International Securities Limited | Rep | Advising on securities | 2023-02-22 | Rep | Dealing in securities | 2023-02-22 |
| 3 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-04-18 | 2022-04-29 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2017-04-18 | 2022-04-29 | Rep | Dealing in securities | 2017-04-18 | 2022-04-29 |
| 5 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2015-05-05 | 2017-03-31 | Rep | Advising on securities | 2015-05-05 | 2017-03-31 | Rep | Asset management | 2015-05-05 | 2017-03-31 | Rep | Dealing in securities | 2015-09-15 | 2017-03-31 |
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