Law, Wan Ting 羅穩庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Boman Capital (Hong Kong) Limited | Rep | Advising on securities | 2024-02-21 | 2024-03-27 | Rep | Asset management | 2024-02-21 | 2024-03-27 | RO | Advising on securities | 2024-03-27 | RO | Asset management | 2024-03-27 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-10-14 | 2019-11-25 | RO | Dealing in securities | 2019-11-25 | 2021-02-02 | Rep | Dealing in securities | 2021-02-02 | 2022-03-16 | Rep | Advising on securities | 2021-02-26 | 2022-03-16 |
| 3 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-05-05 | 2019-09-20 | Rep | Dealing in securities | 2015-05-05 | 2019-09-20 | Rep | Asset management | 2015-06-25 | 2019-09-20 |
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