Chan, Yik Lam (SFC:BFE179) 陳奕霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-11-30 | Rep | Dealing in securities | 2018-11-30 |
| 2 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2015-05-06 | 2016-03-31 |
| 3 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2016-05-11 | 2016-10-01 | Rep | Dealing in securities | 2016-05-11 | 2016-10-01 |
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