Au, Cherie Tsui Yee 區翠兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-01-28 | 2020-05-29 | Rep | Dealing in securities | 2016-01-28 | 2020-05-29 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2016-01-28 | 2020-05-29 | Rep | Dealing in securities | 2016-01-28 | 2020-05-29 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Automated trading services | 2015-05-06 | 2015-12-17 | Rep | Dealing in securities | 2015-05-06 | 2015-12-17 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2020-07-10 | |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2020-07-10 | Rep | Dealing in securities | 2020-07-10 |
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