Liu, Tao (SFC:BFJ984) 柳桃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2015-05-07 | 2016-08-27 | Rep | Dealing in securities | 2015-05-07 | 2016-08-27 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-05-07 | 2016-08-27 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-10-12 | 2021-06-30 | Rep | Dealing in futures contracts | 2018-10-12 | 2021-06-30 |
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