Li, Wen (SFC:BFJ724) 李文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTG Pactual Asia Limited | Rep | Asset management | 2015-05-08 | 2015-12-31 |
| 2 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2016-07-07 | 2017-12-15 |
| 3 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-02-29 | 2017-12-15 |
| 4 | Raffles Assets Management (HK) Co. Limited | Rep | Advising on securities | 2024-02-02 | Rep | Asset management | 2024-02-02 | Rep | Dealing in securities | 2024-02-02 |
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