Yan, Nan (SFC:BFD014) 閆楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TENGARD FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2015-05-08 | 2016-09-02 | Magnum Research Limited | Rep | 2017-12-29 | 2020-09-30 | Saxo Capital Markets HK Limited | Rep | 2022-02-18 |
| 2 | TENGARD FUND MANAGEMENT LIMITED | Rep | Asset management | 2015-05-08 | 2016-09-02 | Saxo Capital Markets HK Limited | Rep | 2022-02-18 |
| 3 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2022-02-18 | |
| 4 | TENGARD FUND MANAGEMENT LIMITED | Rep | Dealing in securities | 2015-05-08 | 2016-09-02 | Magnum Research Limited | Rep | 2017-12-29 | 2020-09-30 | Saxo Capital Markets HK Limited | Rep | 2022-02-18 |
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