Chan, Ka Lok (SFC:BFK331) 陳家諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-05-12 | 2018-06-08 |
| 2 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2024-04-08 | Rep | Dealing in securities | 2024-04-08 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-09-03 | 2024-01-29 |
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