Yan, Chuxiong 閆楚雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2018-05-14 | 2019-07-09 | Rep | Dealing in securities | 2018-05-14 | 2019-07-09 |
| 2 | HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | Advising on corporate finance | 2016-08-04 | 2018-04-20 |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-08-01 | |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-05-12 | 2018-04-20 | Rep | Advising on securities | 2016-08-04 | 2018-04-20 | Rep | Dealing in securities | 2019-08-01 | Rep | Advising on securities | 2022-12-20 |
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