Ma, Taoran 馬陶然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2018-06-07 | 2019-08-09 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-05-18 | 2017-10-28 | Rep | Dealing in securities | 2015-05-18 | 2017-10-28 | Rep | Dealing in futures contracts | 2019-10-16 | 2023-12-03 | Rep | Dealing in securities | 2019-10-16 | 2023-12-03 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-05-18 | 2017-10-28 | Rep | Dealing in securities | 2019-10-16 | 2021-10-25 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2023-12-07 | Rep | Dealing in securities | 2023-12-07 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2023-12-07 | Rep | Dealing in securities | 2023-12-07 |
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