Guo, Shu (SFC:BFM406) 虢書
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2015-05-20 | 2018-03-02 |
| 2 | CMB International Securities Limited | Rep | Advising on securities | 2018-09-03 | 2020-01-17 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2018-04-12 | 2018-08-07 |
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